SEC Form 4 · accession 0001225208-16-028025

HARTFORD INSURANCE GROUP, INC. · HIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Raymond J Sprague

Officer — Executive Vice President

Period of report

Feb 22, 2016

Accepted (ET)

Feb 24, 2016 · 6:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000874766

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 22, 2016	M	13,914	$0.00	A	50,264	D
Common Stock^F3	Feb 24, 2016	F	4,838	$42.50	D	45,426	D
Restricted Stock Units	holding	—	—		—	46,252	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	—	Feb 22, 2016	A	13,914	A	—	—	Common Stock	13,914	13,914	D
Performance Shares^F1	—	Feb 22, 2016	M	13,914	D	—	—	Common Stock	13,914	0	D
Stock Option^F4	$74.88	holding	—	—	—	—	Feb 26, 2018	Common Stock	4,372	4,372	D
Stock Option^F5	$93.69	holding	—	—	—	—	Feb 27, 2017	Common Stock	3,135	3,135	D
Stock Option^F6	$20.63	holding	—	—	—	—	Feb 28, 2022	Common Stock	7,378	7,378	D
Stock Option^F7	$28.91	holding	—	—	—	—	Mar 1, 2021	Common Stock	14,870	14,870	D
Stock Option^F8	$41.25	holding	—	—	—	—	Mar 3, 2025	Common Stock	23,585	23,585	D
Stock Option^F9	$35.83	holding	—	—	—	—	Mar 4, 2024	Common Stock	17,941	17,941	D
Stock Option^F10	$24.15	holding	—	—	—	—	Mar 5, 2023	Common Stock	21,594	21,594	D

Explanation of responses

F1On February 22, 2016, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2013 through December 31, 2015 performance period. The performance shares were paid in shares of the Company's common stock.
F10One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
F2Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations from the performance share certification on February 22, 2016, in accordance with the Company's administrative rules.
F3The closing stock price of the Company's common stock on February 22, 2016, the date of certification.
F4The options became fully exercisable on February 26, 2011, the third anniversary of the grant date.
F5The options became fully exercisable on February 27, 2010, the third anniversary of the grant date.
F6The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
F7The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
F8One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
F9One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.