SEC Form 4 · accession 0001225208-15-022921
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Swift
Officer — Chairman and CEO · Director
Period of report
Dec 22, 2015
Accepted (ET)
Dec 28, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2015 | G | 53,250 | $0.00 | D | 30,387 | D | |
| Common Stock | Dec 22, 2015 | G | 53,250 | $0.00 | A | 53,250 | I | By Spouse |
| Restricted Stock Units | holding | — | — | — | 30,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 148,448 | 148,448 | D |
| Stock OptionF3 | $28.91 | holding | — | — | — | — | Mar 1, 2021 | Common Stock | 92,937 | 92,937 | D |
| Stock OptionF4 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 301,887 | 301,887 | D |
| Stock OptionF5 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 103,872 | 103,872 | D |
| Stock OptionF6 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 141,388 | 141,388 | D |
Explanation of responses
- F1This transaction involved a gift by the reporting person to his spouse.
- F2The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F3The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
- F4One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F5One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- F6One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.