SEC Form 4 · accession 0001225208-15-015022
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Davey
Officer — Executive Vice President
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | M | 20,446 | $28.91 | A | 32,973 | D | |
| Common StockF2 | Jul 1, 2015 | S | 11,543 | $44.007 | D | 21,430 | D | |
| Common StockF2 | Jul 1, 2015 | S | 20,446 | $44.008 | D | 984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $28.91 | Jul 1, 2015 | M | 20,446 | D | — | Mar 1, 2021 | Common Stock | 20,446 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on March 5, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $44.00 to $44.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.