SEC Form 4 · accession 0001225208-15-011245
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Rupp
Officer — Executive Vice President
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 10,000 | $20.63 | A | 33,044 | D | |
| Common Stock | May 1, 2015 | M | 10,000 | $17.83 | A | 43,044 | D | |
| Common Stock | May 1, 2015 | S | 3,803 | $41.07 | D | 39,241 | D | |
| Common StockF2 | May 1, 2015 | S | 10,000 | $41.239 | D | 29,241 | D | |
| Common StockF3 | May 1, 2015 | S | 10,000 | $41.045 | D | 19,241 | D | |
| Restricted Stock Units | holding | — | — | — | 18,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $20.63 | May 1, 2015 | M | 10,000 | D | — | Feb 28, 2022 | Common Stock | 10,000 | 64,467 | D |
| Stock OptionF5 | $17.83 | May 1, 2015 | M | 10,000 | D | — | Nov 4, 2021 | Common Stock | 10,000 | 72,230 | D |
| Stock OptionF6 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 66,038 | 66,038 | D |
| Stock OptionF7 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 66,100 | 66,100 | D |
| Stock OptionF8 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 89,974 | 89,974 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on August 1, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $41.13 to $41.32 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $40.92 to $41.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F5The options became fully exercisable on November 4, 2014, the third anniversary of the grant date.
- F6One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F7One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- F8One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.