SEC Form 4 · accession 0001225208-15-010828
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Gervasi
Officer — Executive Vice President
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 11,247 | $24.15 | A | 22,633 | D | |
| Common Stock | Apr 29, 2015 | S | 3,875 | $41.41 | D | 18,758 | D | |
| Common Stock | Apr 29, 2015 | S | 7,509 | $41.41 | D | 11,249 | D | |
| Common Stock | Apr 29, 2015 | S | 11,247 | $41.41 | D | 2 | D | |
| Restricted Stock Units | holding | — | — | — | 18,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $24.15 | Apr 29, 2015 | M | 11,247 | D | — | Mar 5, 2023 | Common Stock | 11,247 | 11,247 | D |
| Stock OptionF3 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 35,377 | 35,377 | D |
| Stock OptionF4 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 33,050 | 33,050 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on March 9, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
- F3One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F4One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.