SEC Form 4 · accession 0001225208-15-010827
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Davey
Officer — Executive Vice President
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 20,243 | $20.63 | A | 44,310 | D | |
| Common StockF2 | Apr 29, 2015 | S | 11,544 | $41.366 | D | 32,766 | D | |
| Common StockF2 | Apr 29, 2015 | S | 20,243 | $41.336 | D | 12,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $20.63 | Apr 29, 2015 | M | 20,243 | D | — | Feb 28, 2022 | Common Stock | 20,243 | 0 | D |
| Stock OptionF5 | $28.91 | holding | — | — | — | — | Mar 1, 2021 | Common Stock | 20,446 | 20,446 | D |
Explanation of responses
- F1Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $41.29 to $41.41 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Transaction effected pursuant to a pre-planned trading plan entered into on March 5, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F3Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $41.29 to $41.42 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F5The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.