SEC Form 4 · accession 0001225208-15-006591
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas G Elliot
Officer — President
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 27, 2015 | F | 31,488 | $41.47 | D | 57,439 | D | |
| Restricted Stock Units | holding | — | — | — | 29,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 71,457 | 71,457 | D |
| Stock OptionF4 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 94,429 | 94,429 | D |
| Stock OptionF5 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 128,535 | 128,535 | D |
| Stock OptionF6 | $28.05 | holding | — | — | — | — | May 4, 2021 | Common Stock | 81,320 | 81,320 | D |
Explanation of responses
- F1Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 24, 2015, in accordance with the Company's administrative rules.
- F2The closing price of the Company's common stock on February 20, 2015, the last trading day prior to certification.
- F3The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F4One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- F5One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
- F6The options became fully exercisable on May 4, 2014, the third anniversary of the grant date.