SEC Form 4 · accession 0001225208-15-005470
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Kreczko
Officer — E.V.P. and General Counsel
Period of report
Feb 22, 2015
Accepted (ET)
Feb 24, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2015 | M | 35,991 | $0.00 | A | 55,177 | D | |
| Restricted Stock Units | holding | — | — | — | 17,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 22, 2015 | A | 35,991 | A | — | — | Common Stock | 35,991 | 35,991 | D |
| Performance SharesF1 | — | Feb 22, 2015 | M | 35,991 | D | — | — | Common Stock | 35,991 | 0 | D |
| Stock OptionF2 | $83.00 | holding | — | — | — | — | Feb 15, 2016 | Common Stock | 2,938 | 2,938 | D |
| Stock OptionF3 | $74.88 | holding | — | — | — | — | Feb 26, 2018 | Common Stock | 8,577 | 8,577 | D |
| Stock OptionF4 | $93.69 | holding | — | — | — | — | Feb 27, 2017 | Common Stock | 2,884 | 2,884 | D |
| Stock OptionF5 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 40,486 | 40,486 | D |
| Stock OptionF6 | $28.91 | holding | — | — | — | — | Mar 1, 2021 | Common Stock | 26,332 | 26,332 | D |
| Stock OptionF7 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 47,214 | 47,214 | D |
| Stock OptionF8 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 64,267 | 64,267 | D |
| Stock OptionF9 | $92.69 | holding | — | — | — | — | Jul 30, 2017 | Common Stock | 2,477 | 2,477 | D |
Explanation of responses
- F1On February 22, 2015, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2012 through December 31, 2014 performance period. The performance shares were paid in shares of the Company's common stock.
- F2The options became fully exercisable on February 15, 2009, the third anniversary of the grant date.
- F3The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2008, three years from the date of the grant.
- F4The options became fully exercisable on February 27, 2010, the third anniversary of the grant date.
- F5One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
- F6The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
- F7One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- F8One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
- F9The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) July 30, 2010, three years from the date of the grant.