SEC Form 4 · accession 0001127602-19-007584
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernerd Da Santos
Officer — EVP and COO
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2019 | F | 2,216 | $17.18 | D | 101,838 | D | |
| Common StockF2 | holding | — | — | — | 25,961 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.
- F2Since the last Form 4 filing on April 25, 2018, the reporting person acquired 926 additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 20, 2019.