SEC Form 4 · accession 0001127602-19-007582
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah Blake
Officer — Vice President & Controller
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2019 | F | 873 | $17.18 | D | 16,344 | D | |
| Common StockF2 | holding | — | — | — | 1,613 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 2,500 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market.
- F2Since the last Form 4 filing on February 27, 2018, the reporting person acquired 57 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 20, 2019.