SEC Form 4 · accession 0001127602-17-015471
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. O'Flynn
Officer — EVP and CFO
Period of report
Apr 23, 2017
Accepted (ET)
Apr 25, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2017 | F | 21,503 | $11.38 | D | 287,781 | D | |
| Common StockF2 | holding | — | — | — | 8,839 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects tax withholding paid in connection with the settlement of one-half of the Restricted Stock Unit award granted on April 23, 2015. There was no transaction in the market.
- F2Since the last Form 4 filing on February 28, 2017, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.