SEC Form 4 · accession 0001127602-17-008054
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
brian a miller
Officer — EVP, General Counsel and Secy
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | F | 1,800 | $11.78 | D | 186,340 | D | |
| Common StockF2 | holding | — | — | — | 41,333 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market.
- F2Since the last Form 4 filing on February 22, 2017, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.