SEC Form 4 · accession 0001127602-16-045713
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabian Souza
Officer — VP and Controller
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | S | 2,764 | $10.96 | D | 10,937 | D | |
| Common StockF1 | holding | — | — | — | 15,709 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the last Form 4 filing on February 23, 2016, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated March 4, 2016.