SEC Form 4 · accession 0001127602-15-031304
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernerd Da Santos
Officer — Sr. VP and COO
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | P | 5,000 | $10.13 | A | 58,143 | D | |
| Common StockF2 | holding | — | — | — | 21,377 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 11, 2015, Mr. DaSantos purchased 5,000 shares of AES Common Stock in the market at the price set forth above.
- F2Between April 25, 2015 and November 10, 2015, this reporting person acquired 320 shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated November 10, 2015.