SEC Form 4 · accession 0001127602-15-031207
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Hackenson
Officer — Sr. VP and CIO
Period of report
Nov 12, 2015
Accepted (ET)
Nov 12, 2015 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2015 | P | 5,000 | $9.81 | A | 68,659 | D | |
| Common StockF2 | holding | — | — | — | 9,027 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 12, 2015, Ms. Hackenson purchased 5,000 shares of AES Common Stock in the market at the price set forth above.
- F2Between February 21, 2015 and November 10, 2015, the reporting person acquired 135 shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated November 10, 2015.