SEC Form 4 · accession 0001127602-15-031026
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. O'Flynn
Officer — EVP and CFO
Period of report
Nov 10, 2015
Accepted (ET)
Nov 10, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | P | 20,000 | $10.08 | A | 211,757 | D | |
| Common StockF2 | holding | — | — | — | 7,133 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 10, 2015, Mr. O'Flynn purchased 20,000 shares of AES Common Stock in the market at the price set forth above.
- F2Since Mr. O'Flynn's last filing on September 9, 2015, he acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated November 9, 2015.