SEC Form 4 · accession 0001127602-15-030950
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Gluski
Officer — President and CEO · Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 9, 2015 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | P | 20,250 | $9.88 | A | 595,615 | D | |
| Common StockF2 | holding | — | — | — | 22,561 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 9, 2015, Mr. Gluski purchased 20,250 shares of AES Common Stock in the market at the price set forth above.
- F2Between February 21, 2015 and November 6, 2015, the reporting person acquired 1,194 shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated November 6, 2015.