SEC Form 4 · accession 0001127602-15-026738
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. O'Flynn
Officer — EVP and CFO
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2015 | F | 7,042 | $11.03 | D | 191,757 | D | |
| Common StockF2 | holding | — | — | — | 7,133 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on September 4, 2012. There was no transaction in the market.
- F2Between April 24, 2015 and September 4, 2015, this reporting person acquired 107 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated September 4, 2015.