SEC Form 4 · accession 0001127602-15-017252
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Virag
Officer — VP, Controller
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | F | 1,909 | $13.36 | D | 28,293 | D | |
| Common StockF2 | holding | — | — | — | 3,391 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on May 13, 2013. There is no open market sale of AES securities in connection with this transaction.
- F2Between February 20, 2015 and May 12, 2015, the reporting person acquired 141 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated May 12, 2015.