SEC Form 4 · accession 0000904314-15-000008
ALLIED HEALTHCARE PRODUCTS INC · AHPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Weil
Director · 10% Owner
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 54,182 | D | ||
| Common Stock | holding | — | — | — | 5,000 | I | IRA | |
| Common StockF1 | holding | — | — | — | 188,855 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 118,203 | I | Trust | |
| Common StockF3 | holding | — | — | — | 447,361 | I | Trust | |
| Common StockF4 | holding | — | — | — | 990,079 | I | Limited Partnership | |
| Common StockF5 | holding | — | — | — | 15,853 | I | Corporation | |
| Common StockF6 | holding | — | — | — | 239,587 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F7 | $1.17 | Nov 12, 2015 | A | 1,500 | A | Nov 12, 2016 | Nov 12, 2025 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $1.58 | holding | — | — | — | Nov 13, 2015 | Nov 13, 2024 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $2.31 | holding | — | — | — | Nov 14, 2014 | Nov 14, 2023 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $2.59 | holding | — | — | — | Nov 8, 2013 | Nov 8, 2022 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $3.555 | holding | — | — | — | Nov 10, 2012 | Nov 10, 2021 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $4.34 | holding | — | — | — | Nov 11, 2011 | Nov 11, 2020 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $5.04 | holding | — | — | — | Nov 13, 2010 | Nov 13, 2019 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $4.05 | holding | — | — | — | Nov 13, 2009 | Nov 13, 2018 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $6.73 | holding | — | — | — | Nov 8, 2008 | Nov 8, 2017 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $5.24 | holding | — | — | — | Nov 16, 2007 | Nov 16, 2016 | Common Stock | 1,500 | 1,500 | D |
| Option (right to buy)F7 | $5.63 | holding | — | — | — | Dec 14, 2006 | Dec 14, 2015 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The reporting person disclaims any economic benefit in such shares.
- F2Owned by a trust for the benefit of the reporting person and for which the reporting person acts as co-trustee.
- F3Owned by a trust for the benefit of a sibling of the reporting person and for which the reporting person acts as co-trustee. The reporting person disclaims any economic benefit in such shares.
- F4Owned by a family limited partnership of which the reporting person acts as one of several general partners. Number of shares reported includes all shares held by limited partnership. The reporting person disclaims beneficial ownership of shares held by the limited partnership in excess of the reporting person's proportionate interest as determined pursuant to Rule 16a-1(2)(ii)(B).
- F5Owned by a corporation controlled by the reporting person.
- F6Owned by trusts for which the reporting person acts as co-trustee and with respect to which the reporting person and/or members of his immediate family have a beneficial or contingent remainder interest. The reporting person disclaims any economic benefit in such shares.
- F7Options may not be exercised for a period on one year from the date of the grant and thereafter are exercisable in full.