SEC Form 4 · accession 0000874501-18-000015
OCTAVE SPECIALTY GROUP INC · OSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Trick
Officer — Exec VP, CFO & Treasurer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 22, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 4,296 | $0.00 | A | 23,426 | D | |
| Common Stock | Feb 21, 2018 | F | 2,040 | $15.84 | D | 21,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 21, 2018 | M | 4,296 | D | — | — | Common Stock | 4,296 | 4,296 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Company's common stock.
- F2On February 21, 2018, there were 4,296 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.