SEC Form 4 · accession 0000874501-17-000014
OCTAVE SPECIALTY GROUP INC · OSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Michael Ksenak
Officer — Sr. MD & General Counsel
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 4,295 | $0.00 | A | 9,984 | D | |
| Common Stock | Feb 21, 2017 | F | 2,017 | $22.18 | D | 7,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 21, 2017 | M | 4,295 | D | — | — | Common Stock | 4,295 | 8,592 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Company's common stock.
- F2On February 21, 2017, there were 4,295 restricted stock units ("RSUs") that vested, settled, and were converted into shares of common stock of the Company.