SEC Form 4 · accession 0000874501-16-000297
OCTAVE SPECIALTY GROUP INC · OSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Michael Ksenak
Officer — Sr. MD & General Counsel
Period of report
Dec 20, 2016
Accepted (ET)
Dec 21, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2016 | M | 4,674 | $0.00 | A | 7,774 | D | |
| Common Stock | Dec 20, 2016 | F | 2,085 | $22.07 | D | 5,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 20, 2016 | M | 4,674 | D | — | — | Common Stock | 4,674 | 12,887 | D |
Explanation of responses
- F1On December 20, 2016, there were 4,674 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company.
- F2Each RSU represents a contingent right to receive one share of the Company's common stock.