SEC Form 4 · accession 0000874501-15-000091
OCTAVE SPECIALTY GROUP INC · OSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bryan Eisman
Officer — Sr. MD & CAO
Period of report
Dec 20, 2015
Accepted (ET)
Dec 21, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2015 | M | 4,740 | — | A | 4,740 | D | |
| Common Stock | Dec 20, 2015 | F | 1,640 | $14.39 | D | 3,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 20, 2015 | M | 4,740 | D | — | — | Common Stock | 4,740 | 4,674 | D |
Explanation of responses
- F1On December 20, 2015, there were 4,740 restricted stock units ("RSUs") that settled and were converted into shares of common stock of the Company.
- F2Each RSU represents a contingent right to receive one share of the Company's common stock.