SEC Form 4 · accession 0001365645-15-000001
LIFETIME BRANDS, INC · LCUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara Shindel
Officer — General Counsel & Secretary
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 2,000 | $4.60 | A | 2,000 | D | |
| Common Stock | Mar 16, 2015 | S | 2,000 | $14.4276 | D | 0 | D | |
| Common Stock | Mar 16, 2015 | M | 2,000 | $2.19 | A | 2,000 | D | |
| Common Stock | Mar 16, 2015 | S | 2,000 | $14.4276 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F1 | $4.60 | Mar 16, 2015 | M | 2,000 | D | — | Nov 9, 2018 | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (Right to buy)F2 | $2.19 | Mar 16, 2015 | M | 2,000 | D | — | Apr 2, 2019 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The options vested and became exercisable in four equal installments on each of November 10, 2009, 2010, 2011 and 2012.
- F2The options vested and became exercisable in four equal installments on each of April 3, 2010, 2011, 2012 and 2013.