SEC Form 3 · accession 0000950142-18-000617
LIFETIME BRANDS, INC · LCUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David Jaffe
10% Owner
Bruce G Pollack
10% Owner
Taylor Parent, LLC
10% Owner
Centre Partners V, L.P.
10% Owner
Centre Partners V LLC
10% Owner
CP Taylor GP, LLC
10% Owner
JRJ V LP
10% Owner
Harwich Road V LP
10% Owner
Harwich Road Inc.
10% Owner
JRJ Inc.
10% Owner
Period of report
Mar 2, 2018
Accepted (ET)
Mar 9, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01, per shareF1,F2,F3 | holding | — | — | — | 5,593,116 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 5,593,116 shares of common stock of the Issuer directly held by Taylor Parent, LLC ("Taylor Parent").
- F2CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners V, L.P. ("Centre Partners LP") is the sole member of CP Taylor. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. As such, each of the reporting persons may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent. (con't in FN 3)
- F3(con't from FN 2) Each reporting person disclaims beneficial ownership of such shares, and this report may not be deemed an admission either the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.