SEC Form 4 · accession 0000923401-18-000002
LIFETIME BRANDS, INC · LCUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Siegel
Officer — Executive Chairman · Director
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 15,000 | $4.60 | A | 1,025,071 | D | |
| Common Stock | Aug 28, 2018 | F | 3,101 | $11.75 | D | 1,021,970 | D | |
| Common Stock | holding | — | — | — | 1,010 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F1 | $4.60 | Aug 28, 2018 | M | 15,000 | D | — | Nov 10, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The options vested quarterly through December 31, 2010.