SEC Form 4 · accession 0001445260-18-000038
ADDVANTAGE TECHNOLOGIES GROUP INC · AEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hart
Officer — PRESIDENT AND CEO · Director
Period of report
Oct 8, 2018
Accepted (ET)
Oct 15, 2018 · 8:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 33,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFIED STOCK OPTION | $1.36 | Oct 8, 2018 | A | 200,000 | A | Oct 8, 2018 | Sep 13, 2028 | COMMON STOCK | 200,000 | 200,000 | D |