SEC Form 4 · accession 0001445260-18-000012
ADDVANTAGE TECHNOLOGIES GROUP INC · AEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Chymiak
Officer — Chief Technology Officer · Director · 10% Owner
Period of report
Mar 7, 2018
Accepted (ET)
Mar 30, 2018 · 9:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | A | 11,450 | $1.31 | A | 2,502,902 | D | |
| Common StockF2 | holding | — | — | — | 80,952 | I | By Chymiak Investment LLC | |
| Common StockF3 | holding | — | — | — | 80,952 | I | By Chymiak Investment LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1For the 11,450 shares acquired on 3/7/2018, there is a one year holding restriction, which expires on 3/6/2019.
- F2David Chymiak holds a 25% ownership in Chymiak Investment LLC.
- F3Spouse, Judith M. Chymiak, holds a 25% ownership in Chymiak Investment LLC. These shares are indirectly owned by David Chymiak as spouse.