SEC Form 4 · accession 0001445260-16-000068
ADDVANTAGE TECHNOLOGIES GROUP INC · AEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Chymiak
Officer — Chief Technology Officer · Director · 10% Owner
Period of report
Mar 3, 2016
Accepted (ET)
Mar 8, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | A | 8,982 | $1.67 | A | 2,483,165 | D | |
| Common StockF2 | holding | — | — | — | 80,952 | I | By Chymiak Investment LLC | |
| Common StockF3 | holding | — | — | — | 80,952 | I | By spouse's ownership in Chymiak Investment LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1For the 8,982 shares acquired on 3/3/2016, there is a one year holding restriction, which expires on 3/1/2016.
- F2David Chymiak holds a 25% ownership in Chymiak Investment LLC.
- F3Spouse, Judith M. Chymiak, holds a 25% ownership in Chymiak Investment LLC. These shares are indirectly owned by David Chymiak as spouse.