SEC Form 4 · accession 0001096802-17-000001
ADDVANTAGE TECHNOLOGIES GROUP INC · AEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kenneth A Chymiak
10% Owner
Period of report
Mar 15, 2017
Accepted (ET)
Apr 25, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 15, 2017 | G | 250,000 | $0.00 | D | 0 | I | By Ken Chymiak Revocable Trust |
| Common Stock | holding | — | — | — | 26,463 | D | ||
| Common StockF3 | holding | — | — | — | 80,952 | I | By Chymiak Investments, LLC | |
| Common StockF3 | holding | — | — | — | 80,196 | I | By spouse's ownership in Chymiak Investments, LLC | |
| Common StockF3 | holding | — | — | — | 1,796,000 | I | By spouse's revocable trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voluntary
- F2The gift/disposal of the 250,000 shares of common stock were previously indirectly owned by The Ken Chymiak Revocable Trust.
- F3The reporting person disclaims beneficial ownership of these shares.