SEC Form 4 · accession 0001209191-15-027985
ANN INC. · ANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krill Katherine Lawther
Officer — President & CEO · Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | A | 33,900 | — | A | 294,934 | D | |
| Common Stock | Mar 18, 2015 | F | 11,604 | $40.81 | D | 283,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $41.31 | Mar 17, 2015 | A | 59,200 | A | — | Mar 17, 2025 | Common Stock | 59,200 | 59,200 | D |
Explanation of responses
- F1This represents a grant of restricted stock.
- F2Exercisable 1/3 per year on each of the first three anniversaries of the grant date.
- F3This represents a grant of stock options.