SEC Form 4 · accession 0001140361-17-034864
IONIS PHARMACEUTICALS INC · IONS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R. O'Neil
Officer — SVP, Legal and General Counsel
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 5, 2017 | M | 200 | $7.25 | A | 10,633 | D | |
| Common StockF1 | Sep 5, 2017 | S | 200 | $55.00 | D | 10,433 | D | |
| Common StockF1 | Sep 6, 2017 | M | 800 | $7.25 | A | 11,233 | D | |
| Common StockF1 | Sep 6, 2017 | S | 800 | $55.00 | D | 10,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.25 | Sep 5, 2017 | M | 200 | D | Jan 3, 2016 | Jan 2, 2019 | CommonStock | 200 | 1,000 | D |
| Employee Stock Option (right to buy) | $7.25 | Sep 6, 2017 | M | 800 | D | Jan 3, 2016 | Jan 2, 2019 | CommonStock | 800 | 200 | D |
Explanation of responses
- F1Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 6/30/2017.