SEC Form 4 · accession 0000874015-18-000109
IONIS PHARMACEUTICALS INC · IONS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett P Monia
Officer — Chief Operating Officer
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 27, 2018 | M | 8,993 | $7.25 | A | 24,834 | D | |
| Common StockF1 | Aug 27, 2018 | S | 8,993 | $54.00 | D | 15,841 | D | |
| Common StockF1 | Aug 27, 2018 | M | 7,500 | $7.21 | A | 23,341 | D | |
| Common StockF1 | Aug 27, 2018 | S | 7,500 | $54.00 | D | 15,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.25 | Aug 27, 2018 | M | 8,993 | A | Jan 3, 2016 | Jan 2, 2019 | Common Stock | 8,993 | 0 | D |
| Employee Stock Option (right to buy) | $7.21 | Aug 27, 2018 | M | 7,500 | A | Jan 1, 2016 | Dec 31, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 5/11/2018.