SEC Form 4 · accession 0000874015-17-000019
IONIS PHARMACEUTICALS INC · IONS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R. O'Neil
Officer — SVP, Legal & General Counsel
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2017 | S | 1,000 | $46.004 | D | 12,449 | D | |
| Common StockF2 | Feb 6, 2017 | M | 19 | $7.25 | A | 12,468 | D | |
| Common StockF2 | Feb 6, 2017 | S | 19 | $46.50 | D | 12,449 | D | |
| Common StockF2 | Feb 6, 2017 | M | 481 | $10.82 | A | 12,930 | D | |
| Common StockF2 | Feb 6, 2017 | S | 481 | $46.50 | D | 12,449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.25 | Feb 6, 2017 | M | 19 | D | Jan 3, 2016 | Jan 2, 2019 | Common Stock | 19 | 1,200 | D |
| Employee Stock Option (right to buy) | $10.82 | Feb 6, 2017 | M | 481 | D | Jan 2, 2017 | Jan 1, 2020 | Common Stock | 481 | 4,426 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 1/6/2017.
- F2Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 1/6/2017.