SEC Form 4 · accession 0000874015-15-000037
IONIS PHARMACEUTICALS INC · IONS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph H Wender
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | M | 12,500 | $9.77 | A | 42,717 | D | |
| Common StockF1,F2 | Mar 5, 2015 | S | 12,500 | $71.6139 | D | 30,217 | D | |
| Common Stock | holding | — | — | — | 30,217 | I | By Joseph H Wender Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy) | $9.77 | Mar 5, 2015 | M | 12,500 | D | Jul 2, 2011 | Jul 1, 2017 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Acquired as a result of exercising a stock option.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.47 to $71.785, inclusive. The reporting person undertakes to provide to Isis Pharmaceuticals, Inc., any security holder of Isis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4.