SEC Form 4 · accession 0001140361-17-002720

ONITY GROUP INC. · ONIT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Jan 20, 2017

Accepted (ET)

Jan 24, 2017 · 5:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000873860

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 20, 2017	X	193,500	$2.50	D	8,755,652	I	By Tribue Limited Partnership
Common Stock^F1	Jan 20, 2017	X	249,500	$3.00	D	8,506,152	I	By Tribue Limited Partnership
Common Stock^F1	Jan 20, 2017	X	236,200	$3.50	D	8,269,952	I	By Tribue Limited Partnership
Common Stock^F1	Jan 20, 2017	X	249,600	$4.00	D	8,020,352	I	By Tribue Limited Partnership
Common Stock	holding	—	—		—	69,805	D
Common Stock	holding	—	—		—	7,849,704	I	By Munus, L.P.
Common Stock	holding	—	—		—	1,000,000	I	By Salt Pond Holdings, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Call Options (obligation to sell)^F1	$2.50	Jan 20, 2017	X	1,935	D	Apr 29, 2016	Jan 20, 2017	Common Stock	193,500	I
Call Options (obligation to sell)^F1	$3.00	Jan 20, 2017	X	2,495	D	Apr 29, 2016	Jan 20, 2017	Common Stock	249,500	I
Call Options (obligation to sell)^F1	$3.50	Jan 20, 2017	X	2,362	D	Apr 29, 2016	Jan 20, 2017	Common Stock	236,200	I
Call Options (obligation to sell)^F1	$4.00	Jan 20, 2017	X	2,496	D	Apr 29, 2016	Jan 20, 2017	Common Stock	249,600	I
Call Options (obligation to sell)^F2	$10.00	Jan 20, 2017	E	4,000	D	Dec 29, 2015	Jan 20, 2017	Common Stock	400,000	I

F1On January 20, 2017, call options previously written by Tribue Limited Partnership ("Tribue") were exercised.
F2On January 20, 2017, call options previously written by Tribue expired out of the money.