SEC Form 4 · accession 0000891836-18-000008
ONITY GROUP INC. · ONIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Erbey
10% Owner
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2018 | X | 36,300 | $2.50 | D | 8,984,052 | I | By Tribue Limited Partnership |
| Common StockF2 | Jan 11, 2018 | X | 5,000 | $2.50 | D | 8,979,052 | I | By Tribue Limited Partnership |
| Common Stock | holding | — | — | — | 69,805 | D | ||
| Common Stock | holding | — | — | — | 7,849,704 | I | By Munus, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Options (obligation to sell)F1 | $2.50 | Jan 9, 2018 | X | 363 | D | Jul 20, 2016 | Jan 19, 2018 | Common Stock | 36,300 | 39,632 | I |
| Call Options (obligation to sell)F2 | $2.50 | Jan 11, 2018 | X | 50 | D | Jul 20, 2016 | Jan 19, 2018 | Common Stock | 5,000 | 39,582 | I |
Explanation of responses
- F1On January 9, 2018, call options previously written by Tribue Limited Partnership were exercised.
- F2On January 11, 2018, call options previously written by Tribue Limited Partnership were exercised.