SEC Form 3 · accession 0001127602-19-006666
SLB LIMITED/NV · SLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gavin Rennick
Officer — VP, Human Resources
Period of report
Feb 8, 2019
Accepted (ET)
Feb 19, 2019 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | holding | — | — | — | 705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1 | $88.765 | holding | — | — | — | — | Jan 16, 2024 | Common Stock, $0.01 Par Value Per Share | 5,630 | — | D |
| Incentive Stock Option (Right to Buy) | $91.74 | holding | — | — | — | Apr 16, 2020 | Apr 16, 2025 | Common Stock, $0.01 Par Value Per Share | 1,000 | — | D |
| Incentive Stock Option (Right to Buy) | $75.075 | holding | — | — | — | Oct 15, 2020 | Oct 15, 2025 | Common Stock, $0.01 Par Value Per Share | 110 | — | D |
| Incentive Stock Option (Right to Buy) | $80.525 | holding | — | — | — | Apr 20, 2021 | Apr 20, 2026 | Common Stock, $0.01 Par Value Per Share | 1,241 | — | D |
| Incentive Stock Option (Right to Buy) | $87.38 | holding | — | — | — | Jan 19, 2022 | Jan 19, 2027 | Common Stock, $0.01 Par Value Per Share | 1,144 | — | D |
| Non-Qualified Stock Option (Right to Buy) | $68.505 | holding | — | — | — | Jan 21, 2015 | Jan 21, 2020 | Common Stock, $0.01 Par Value Per Share | 1,200 | — | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $83.885 | holding | — | — | — | — | Jan 20, 2021 | Common Stock, $0.01 Par Value Per Share | 5,000 | — | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $72.11 | holding | — | — | — | — | Jan 19, 2022 | Common Stock, $0.01 Par Value Per Share | 4,000 | — | D |
| Non-Qualified Stock Option (Right to Buy)F4 | $70.925 | holding | — | — | — | — | Apr 18, 2023 | Common Stock, $0.01 Par Value Per Share | 5,000 | — | D |
| Non-Qualified Stock Option (Right to Buy)F5 | $88.765 | holding | — | — | — | — | Jan 16, 2024 | Common Stock, $0.01 Par Value Per Share | 2,370 | — | D |
| Non-Qualified Stock Option (Right to Buy)F6 | $91.74 | holding | — | — | — | — | Apr 16, 2025 | Common Stock, $0.01 Par Value Per Share | 4,000 | — | D |
| Non-Qualified Stock Option (Right to Buy)F7 | $75.075 | holding | — | — | — | — | Oct 15, 2025 | Common Stock, $0.01 Par Value Per Share | 9,890 | — | D |
| Non-Qualified Stock Option (Right to Buy)F8 | $80.525 | holding | — | — | — | — | Apr 20, 2026 | Common Stock, $0.01 Par Value Per Share | 18,759 | — | D |
| Non-Qualified Stock Option (Right to Buy)F9 | $87.38 | holding | — | — | — | — | Jan 19, 2027 | Common Stock, $0.01 Par Value Per Share | 23,856 | — | D |
| Non-Qualified Stock Option (Right to Buy)F10 | $77.10 | holding | — | — | — | — | Jan 17, 2028 | Common Stock, $0.01 Par Value Per Share | 11,490 | — | D |
| Non-Qualified Stock Option (Right to Buy)F11 | $41.47 | holding | — | — | — | — | Jan 16, 2029 | Common Stock, $0.01 Par Value Per Share | 25,810 | — | D |
| RSU (Restricted Stock Unit)F13,F12 | — | holding | — | — | — | — | — | Common Stock, $0.01 Par Value Per Share | 6,200 | — | D |
| RSU (Restricted Stock Unit)F13,F14 | — | holding | — | — | — | — | — | Common Stock, $0.01 Par Value Per Share | 4,210 | — | D |
| RSU (Restricted Stock Unit)F13,F15 | — | holding | — | — | — | — | — | Common Stock, $0.01 Par Value Per Share | 6,720 | — | D |
Explanation of responses
- F1This option became exercisable in five equal annual installments beginning January 16, 2015, of 1,126 shares.
- F10This option became exercisable in five equal annual installments of 2,298 shares beginning January 17, 2019.
- F11This option becomes exercisable in five annual installments of 5,162 shares beginning January 16, 2020.
- F12The restricted stock unit award was granted on January 19, 2017 and vests 100% on January 19, 2020.
- F13Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F14The restricted stock unit award was granted on January 17, 2018 and vests 100% on January 17, 2021.
- F15The restricted stock unit award was granted on January 16, 2019 and vests 100% on January 16, 2022.
- F2This option became exercisable in five equal annual installments beginning January 20, 2012, of 1,000 shares.
- F3This option exercisable in five equal annual installments beginning January 19, 2013, of 800 shares.
- F4This option became exercisable in five equal annual installments beginning April 18, 2014, of 1,000 shares.
- F5This option became exercisable in five equal annual installments beginning January 16, 2015, of 474 shares.
- F6This option became exercisable in three equal annual installments beginning April 16, 2016, of 1,000 shares and becomes exercisable in a final installment of 1,000 shares on April 16, 2019.
- F7This option became exercisable in four equal annual installments of 2,000 shares beginning October 15, 2016, and a final installment of 1,890 shares on October 15, 2020.
- F8This option became exercisable in four equal annual installments of 4,000 shares beginning April 20, 2017, and a final installment of 2,759 shares on April 20, 2021.
- F9This option became exercisable in four equal annual installments of 5,000 shares beginning January 19, 2018, and a final installment of 3,856 shares on January 19, 2022.