SEC Form 4 · accession 0001127602-17-000797
SLB LIMITED/NV · SLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Scott Rowe
Officer — President, Cameron Group
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per ShareF1,F2 | Dec 31, 2016 | A | 5,312 | $0.00 | A | 40,536 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 31, 2016 | F | 3,878 | $83.95 | D | 36,658 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 31, 2016 | M | 7,914 | $0.00 | A | 44,572 | D | |
| Common Stock, $0.01 Par Value Per Share | Jan 1, 2017 | M | 1,989 | $0.00 | A | 46,561 | D | |
| Common Stock, $0.01 Par Value Per Share | Jan 1, 2017 | M | 616 | $0.00 | A | 47,177 | D | |
| Common Stock, $0.01 Par Value Per Share | Jan 1, 2017 | M | 1,219 | $0.00 | A | 48,396 | D | |
| Common Stock, $0.01 Par Value Per Share | Jan 1, 2017 | M | 658 | $0.00 | A | 49,054 | D | |
| Common Stock, $0.01 Par Value Per Share | Jan 1, 2017 | M | 1,861 | $0.00 | A | 50,915 | D | |
| Common Stock, $0.01 Par Value Per Share | Jan 3, 2017 | F | 2,659 | $83.95 | D | 48,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F3,F4 | $0.00 | Dec 31, 2016 | M | 7,914 | D | — | — | Common Stock, $0.01 Par Value Per Share | 7,914 | 0 | D |
| RSU (Restricted Stock Unit)F3,F5 | $0.00 | Jan 1, 2017 | M | 1,989 | D | — | — | Common Stock, $0.01 Par Value Per Share | 1,989 | 2,647 | D |
| RSU (Restricted Stock Unit)F3,F6 | $0.00 | Jan 1, 2017 | M | 616 | D | — | — | Common Stock, $0.01 Par Value Per Share | 616 | 0 | D |
| RSU (Restricted Stock Unit)F3,F7 | $0.00 | Jan 1, 2017 | M | 1,219 | D | — | — | Common Stock, $0.01 Par Value Per Share | 1,219 | 0 | D |
| RSU (Restricted Stock Unit)F3,F8 | $0.00 | Jan 1, 2017 | M | 658 | D | — | — | Common Stock, $0.01 Par Value Per Share | 658 | 0 | D |
| RSU (Restricted Stock Unit)F3,F9 | $0.00 | Jan 1, 2017 | M | 1,861 | D | — | — | Common Stock, $0.01 Par Value Per Share | 1,861 | 2,476 | D |
Explanation of responses
- F1Performance share units (PSUs) earned after certification of performance for the 3-year period ending 12/31/2016.
- F2Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F3Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F4The restricted stock unit award was granted January 1, 2014 and vests 100% on December 31, 2016.
- F5The restricted stock unit award was granted October 16, 2014 and vests 43% on January 1, 2017 and 57% on January 1, 2018.
- F6The restricted stock unit award was granted October 5, 2015 and vests 100% on January 1, 2017.
- F7The restricted stock unit award was granted October 17, 2013 and vests 100% on January 1, 2017.
- F8The restricted stock unit award was granted October 16, 2014 and vests 100% on January 1, 2017.
- F9The restricted stock unit award was granted October 5, 2015 and vests 43% on January 1, 2017 and 57% on January 1, 2018.