SEC Form 4 · accession 0001127602-16-070836
SLB LIMITED/NV · SLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Imran Kizilbash
Officer — VP, SLB Venture Fund
Period of report
Dec 20, 2016
Accepted (ET)
Dec 22, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Dec 20, 2016 | M | 40,000 | $37.845 | A | 118,084 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 20, 2016 | M | 20,000 | $45.88 | A | 138,084 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 20, 2016 | M | 25,000 | $68.505 | A | 163,084 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 20, 2016 | M | 25,000 | $72.11 | A | 188,084 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 20, 2016 | M | 25,000 | $74.57 | A | 213,084 | D | |
| Common Stock, $0.01 Par Value Per Share | Dec 20, 2016 | M | 15,000 | $78.305 | A | 228,084 | D | |
| Common Stock, $0.01 Par Value Per ShareF1 | Dec 20, 2016 | M | 3,600 | $77.795 | A | 231,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (Right to Buy) w/ Tandem Tax W/H RightF2 | $37.845 | Dec 20, 2016 | M | 40,000 | D | Jan 22, 2013 | Jan 22, 2019 | Common Stock, $0.01 Par Value Per Share | 40,000 | 0 | D |
| NQ Stock Option (Right to Buy) w/ Tandem Tax W/H RightF3 | $45.88 | Dec 20, 2016 | M | 20,000 | D | Apr 23, 2013 | Apr 23, 2019 | Common Stock, $0.01 Par Value Per Share | 20,000 | 0 | D |
| NQ Stock Option (Right to Buy) w/ Tandem Tax W/H RightF4 | $68.505 | Dec 20, 2016 | M | 25,000 | D | Jan 21, 2014 | Jan 21, 2020 | Common Stock, $0.01 Par Value Per Share | 25,000 | 0 | D |
| NQ Stock Option (Right to Buy) w/ Tandem Tax W/H RightF5 | $72.11 | Dec 20, 2016 | M | 25,000 | D | Jan 19, 2016 | Jan 19, 2022 | Common Stock, $0.01 Par Value Per Share | 25,000 | 0 | D |
| NQ Stock Option (Right to Buy) w/ Tandem Tax W/H RightF6 | $74.57 | Dec 20, 2016 | M | 25,000 | D | Oct 18, 2016 | Oct 18, 2022 | Common Stock, $0.01 Par Value Per Share | 25,000 | 0 | D |
| NQ Stock Option (Right to Buy) w/ Tandem Tax W/H RightF7 | $78.305 | Dec 20, 2016 | M | 15,000 | D | Jul 18, 2014 | Jul 18, 2023 | Common Stock, $0.01 Par Value Per Share | 15,000 | 10,000 | D |
| Non-Qualified Stock Option (Right to Buy)F8 | $77.795 | Dec 20, 2016 | M | 3,600 | D | Jan 15, 2016 | Jan 15, 2025 | Common Stock, $0.01 Par Value Per Share | 3,600 | 13,115 | D |
Explanation of responses
- F1Includes 181 shares acquired under the Schlumberger discounted stock purchase plan for the period ending June 30, 2016.
- F2Subject to a 4-year cliff vesting and became fully exercisable on January 22, 2013
- F3Subject to a 4-year cliff vesting and became fully exercisable on April 23, 2013.
- F4Subject to a 4-year cliff vesting and became fully exercisable on January 21, 2014.
- F5Subject to a 4-year cliff vesting and became fully exercisable on January 19, 2016.
- F6Subject to a 4-year cliff vesting and became fully exercisable on October 18, 2016.
- F7This Option is exercisable in five equal annual installments beginning July 18, 2014.
- F8This option is exercisable in five equal annual installments beginning January 15, 2016.