SEC Form 4 · accession 0001127602-15-014907
SLB LIMITED/NV · SLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Farrant
Officer — VP Investor Relations
Period of report
Apr 19, 2015
Accepted (ET)
Apr 21, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per ShareF1 | Apr 19, 2015 | M | 3,000 | $0.00 | A | 7,305 | D | |
| Common Stock, $0.01 Par Value Per ShareF2 | Apr 20, 2015 | S | 1,500 | $93.37 | D | 5,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rsu (restricted Stock Unit)F3 | $0.00 | Apr 19, 2015 | M | 3,000 | D | Apr 19, 2015 | Apr 19, 2022 | Common Stock, $0.01 Par Value Per Share | 3,000 | 0 | D |
Explanation of responses
- F1Restricted Stock Units vested and settled in shares of common stock.
- F2Shares sold to cover for payment of taxes and commissions upon vesting of restricted stock units.
- F3The 3,000 restricted stock units, which were issued in 2012 and subject to a 3-year cliff vesting schedule, vested on April 19, 2015.