SEC Form 4 · accession 0000873044-18-000063
RADISYS CORP · RSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Wilson
Officer — Chief Financial Officer
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | A | 1,666 | $0.612 | A | 125,308 | D | |
| Common Stock | May 15, 2018 | M | 8,000 | $0.00 | A | 133,308 | D | |
| Common Stock | May 15, 2018 | F | 3,091 | $0.7015 | D | 130,217 | D | |
| Common Stock | holding | — | — | — | 6,107 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | May 15, 2018 | M | 8,000 | D | May 15, 2018 | — | Common Stock | 8,000 | 16,000 | D |
Explanation of responses
- F1Represents acquisition of stock under the RadiSys Corporation Employee Stock Purchase Plan.
- F2The disposition of directly held shares reported on this form solely represents shares surrendered back to the company as payment of taxes on the vesting of restricted stock.
- F3Restricted stock units vest one-third of the total shares on each of the following dates: May 15, 2018, May 15, 2019 and May 15, 2020. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.
- F4N/A