SEC Form 4 · accession 0000873044-17-000049
RADISYS CORP · RSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent H Tobkin
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | M | 4,057 | $0.00 | A | 87,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 7, 2017 | M | 4,057 | D | Sep 8, 2016 | — | Common Stock | 4,057 | 0 | D |
| Restricted Stock UnitsF3,F2 | $0.00 | Jun 8, 2017 | A | 27,487 | A | Sep 7, 2017 | — | Common Stock | 27,487 | 27,487 | D |
Explanation of responses
- F1Restricted stock units vest 25% of the total shares on each of the following dates: September 8, 2016, December 8, 2016, March 8, 2017 and June 8, 2017, provided that grants will vest in full on the first anniversary of the date of grant or immediately prior to the next regular annual shareholder meeting following the date of grant if the shareholder meeting occurs prior to the first anniversary date of the date of grant. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.
- F2N/A
- F3Restricted stock units vest 25% of the total shares on each of the following dates: September 7, 2017, December 7, 2017, March 7, 2018 and June 7, 2018, provided that grants will vest in full on the first anniversary of the date of grant or immediately prior to the next regular annual shareholder meeting following the date of grant if the shareholder meeting occurs prior to the first anniversary date of the date of grant. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.