SEC Form 4 · accession 0000873044-16-000239
RADISYS CORP · RSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Collins
Officer — VP, Worldwide Sales
Period of report
Oct 1, 2016
Accepted (ET)
Oct 3, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2016 | M | 5,000 | $0.00 | A | 120,550 | D | |
| Common Stock | Oct 1, 2016 | F | 1,599 | $5.32 | D | 118,951 | D | |
| Common Stock | holding | — | — | — | 4,637 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Oct 1, 2016 | M | 5,000 | D | Oct 1, 2014 | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The disposition of directly held shares reported on this form solely represents shares surrendered back to the company as payment of taxes on the vesting of restricted stock.
- F2Restricted stock units vest 33% per year on the anniversary of the grant date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.
- F3N/A