SEC Form 4 · accession 0000873044-16-000200
RADISYS CORP · RSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Lavier
Officer — VP & GM, Embedded Products & H
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 3,334 | $0.00 | A | 16,763 | D | |
| Common Stock | Jul 1, 2016 | F | 1,211 | $4.55 | D | 15,552 | D | |
| Common Stock | holding | — | — | — | 8,074 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Jul 1, 2016 | M | 3,334 | D | Jul 1, 2016 | — | Common Stock | 3,334 | 0 | D |
Explanation of responses
- F1The disposition of directly held shares reported on this form solely represents shares surrendered back to the company as payment of taxes on the vesting of restricted stock.
- F2Restricted stock units vest 33% per year on the anniversary of the grant date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.
- F3N/A