SEC Form 4 · accession 0000873044-15-000012
RADISYS CORP · RSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Collins
Officer — VP, Worldwide Sales
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | M | 11,750 | $0.00 | A | 27,734 | D | |
| Common Stock | Jan 28, 2015 | F | 4,893 | $2.28 | D | 22,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF2,F3 | $0.00 | Jan 27, 2015 | A | 11,750 | A | Jan 28, 2015 | — | Common Stock | 11,750 | 11,750 | D |
| Performance Restricted Stock UnitsF2,F3 | $0.00 | Jan 28, 2015 | M | 11,750 | D | Jan 28, 2015 | — | Common Stock | 11,750 | 0 | D |
Explanation of responses
- F1The disposition of directly held shares reported on this form solely represents shares surrendered back to the company as payment of taxes on the vesting of restricted stock.
- F2Performance restricted stock units were granted on September 30, 2013 under the Long-Term Incentive Plan. Performance conditions were determined satisfied on January 27, 2015. The shares will be released on January 28, 2015.
- F3N/A