SEC Form 4 · accession 0000873044-15-000002
RADISYS CORP · RSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant Henderson
Officer — VP, Marketing and Product Mgt.
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000873044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 2,500 | $0.00 | A | 33,353 | D | |
| Common Stock | Dec 31, 2014 | F | 1,145 | $2.34 | D | 32,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF2,F3 | $0.00 | Dec 31, 2014 | M | 2,500 | D | Dec 31, 2014 | — | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1The disposition of directly held shares reported on this form solely represents shares surrendered back to the company as payment of taxes on the vesting of restricted stock.
- F2Performance restricted stock units were granted on September 4, 2012 under the 2007 Stock Plan. Performance conditions were determined satisfied on January 17, 2014. The shares will vest, subject to continued employment, on December 31, 2014.
- F3N/A