SEC Form 4 · accession 0001209191-15-052846
DELCATH SYSTEMS, INC. · DCTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Purpura
Officer — See Remarks
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2015 | A | 100,500 | $0.00 | A | 124,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.19 | Jun 10, 2015 | A | 47,500 | A | — | Jun 10, 2025 | Common Stock | 47,500 | 47,500 | D |
Explanation of responses
- F1The restricted stock vests ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events
- F2This option vests ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
Remarks
Executive VP, Regulatory Affairs and Quality Assurance