SEC Form 4 · accession 0001209191-15-052837
DELCATH SYSTEMS, INC. · DCTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco Taglietti
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2015 | A | 20,000 | $0.00 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.19 | Jun 10, 2015 | A | 30,000 | A | — | Jun 10, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The restricted stock will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
- F2The stock option will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.